Finra arbitration lawyer

Excessive trading, commonly referred to as “churning, ” involves the broker trading securities in the account in an excessive manner.

Did your broker fail to follow your directives or fail to factor your age and other circumstances relating to your financial situation or needs?

Brokers and brokerage firms generally act for the best interests of their customers. Oakes & Fosher handles cases for those situations when they do not.

Broker/Brokerage Firm Misconduct Broker Negligence Excessive Trading Mututal Fund Fraud Outside Investments Conversion Fraud Variable Annuity Fraud