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Excessive Trading
Excessive trading, commonly referred to as “churning, ” involves the broker trading securities in the account in an excessive manner.
In this type of case, the broker places his own interests ahead of those of his customer for the purpose of generating additional fees. Although churning often occurs by trading in and out of stocks, churning can also occur by short-term trading in mutual funds, bonds or annuities.
Other products and services:
Brokers and brokerage firms generally act for the best interests of their customers. Oakes & Fosher handles cases for those situations when they do not.
Did your broker fail to follow your directives or fail to factor your age and other circumstances relating to your financial situation or needs?
Products and Services of other companies:
Broker/Brokerage Firm Misconduct
Broker Negligence
Excessive Trading
Mututal Fund Fraud
Outside Investments
Conversion Fraud
Variable Annuity Fraud
Business details
- +1 (314) 428-7600
- 1401 South Brentwood Boulevard, Suite 250, St. Louis, MO, 63144, USA
- www.oakesfosher.com/about/bruce-d-oakes
Investment Fraud Lawyer
Missouri
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